Thompson Hine LLP: 9th Annual Hedge Fund Seminar “Regulatory & Compliance Issues Confronting Hedge Funds Today

Regulatory & Compliance Issues Confronting Hedge Funds Today

The ever-changing regulatory landscape confronting hedge funds and their investors will be the focus of our 9th Annual Hedge Fund seminar, taking place in New York this Fall.  As noted below, our topics will include the JOBS Act, AIFMD and FATCA (“Foreign Account Tax Compliance Act”).

This complimentary event is essential for hedge fund managers, family officers, institutional investors and industry service providers.

Keynote Speaker: David Weild, IV, Known widely as the “Father of the JOBS Act,” David is the Founder, Chairman & CEO of IssuWorks and its subsidiary Weild & Co. He is former Vice Chairman of the NASDAQ Stock Market in charge of the Corporate Client Division, with line responsibility for NASDAQ’s 4,000 listed companies. He also was in charge of NASDAQ’s Market Intelligence DeskSM, Corporate Services NetworkSM, Dual Listings and Research Initiatives.

Hedge Fund Regulatory and Compliance Issues – dealing with FATCA, AIFMD, NFA/CFTC and the JOBS Act


  • Jonathan Ross, Thompson Hine
  • Mitch Ackles, Hedge Fund Association
  • Kira Bazile, BTIG LLC
  • Ajai Thomas, Deutsche Bank
  • Kim Wales, Wales Capital

RIAs After Dodd-Frank


  • Michael Wible, Thompson Hine
  • Dennis Schall, Marcum
  • George Martinez, BNP Paribas
  • Christopher Kundro, Wells Fargo Global Fund Services
  • Michael Megaw, SS&C GlobeOp

Following the seminar, we are hosting a complimentary workshop (details below). Lunch will be served.
When registering, please indicate which event(s) you plan to attend.

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